NYLJ618202457150Lambert
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he law abhors a forfeiture. Where a
landlord invokes a lease provision enti-
tling it to unilaterally prematurely end
the term of the lease unless the tenant
cures an alleged lease default within
a prescribed time, the notice by which such right
is exercised, referred to as a “notice of default” or
“notice to cure,” will be strictly construed against the
landlord. Lake Anne Realty Corp. v. Sibley, 154 A.D.2d
349, 545 N.Y.S.2d 828 (2d Dept. 1989).
The substantive requirements for such a notice
were set forth by the Court of Appeals in Chinatown
Apartments, Inc. v. Lam, 51 N.Y.2d 786, 433 N.Y.S.2d
86 (1980). In Chinatown, the controlling precedent
since 1980, the Court of Appeals held that the
notice must (i) specifically describe the facts
alleged to constitute the default and (ii) cite the
specific provisions of the lease allegedly violated.
The notice must meet those requirements to place
the tenant in a position to cure and thereby avoid
forfeiture of its leasehold estate.
As stated by the Appellate Division, First Depart-
ment in Filmtrucks, Inc. v. Express Indus. & Term.
Corp., 127 AD2d 509, 511 N.Y.S.2d 862 (1st Dept.
1987) “[t]he purpose of a notice to cure is to
specifically apprise the tenant of claimed defaults in
its obligations under the lease and of the forfeiture
and termination of the lease if the claimed default
is not cured within a set period of time.”
However, some subsequent cases, including a 2009
Decision of the Appellate Division, Second Depart-
ment, contain language suggesting that a notice of
default must go further. These decisions state that
the notice must inform the tenant of “the conduct
required to prevent eviction” and “how the [tenant]
could cure the alleged violations.”
By Thomas C. Lambert and Steven Shackman
June 14, 2024
Must a Notice of Default Instruct the Tenant
‘How To Cure?’ Reconciling a Dichotomy
Under the Case Law
Thomas C. Lambert of Lambert
& Shackman.
Steven Shackman of Lambert
& Shackman.
Courtesy photos
June 14, 2024
Over the years, more and more lower court deci-
sions have included these phrases, citing cases
which came before. And yet, until recently, none of
these cases involved an issue of whether the notice
should have instructed the tenant on “how to cure.”
Rather, it seems that the language was simply carried
over, from earlier decisions, in the courts’ respective
descriptions of the rule under the Chinatown case.
And now, nearly 20 years after the phrase first
appeared in a published decision, courts recently
have cited this language—we believe incorrectly—in
dismissing cases where the notice otherwise meets
the Chinatown test on the grounds that the notice
failed to provide the tenant with specific instructions
on how to cure.
This is an example of how a seemingly innocuous
phrase added to a court’s decision may ultimately be
picked up and perpetuated in subsequent decisions,
cascading over time as it is repeated, until it is even-
tually cited for a proposition it was apparently never
intended to support.
The suggestion that a notice to cure must describe
“the conduct required to prevent eviction” presents a
dichotomy. When viewed in a vacuum it can be read
to require that the notice must provide the tenant with
“instructions” on how to cure.
On the other hand, in keeping with the underlying
doctrine “the law abhors a forfeiture” and the simple
test for sufficiency of the notice under Chinatown,
it is not the entitlement of a landlord to require a
tenant to cure in a particular way, chosen by the
landlord. Rather, it is the tenant’s right to cure its
default in a manner of its choosing. So long as the
default is cured in a timely and legally permissible
manner, at the tenant’s expense, the landlord has no
cause to complain.
At first blush, adding to the Chinatown test a
requirement that the notice instruct the tenant “how
to cure” might be viewed as a boon to tenants,
because it imposes upon the landlord, as the drafter
of the notice, an additional prerequisite to the notice’s
effectiveness. But in fact, such a requirement would
substantially diminish the tenant’s rights. Where there
is more than one possible way to cure, the landlord
could insist in the notice upon the most onerous or
most expensive way. That would be inconsistent with
the underlying doctrine “the law abhors a forfeiture.”
To reconcile the case law, it is helpful to look back
to the leading Chinatown case issued by the Court of
Appeals in 1980 and review the subsequent decisions
in which this “how to cure” language appears.
In Chinatown, the notice of default alleged that that
in violation of the lease the tenant had erected a “par-
tition” in the premises. The Court of Appeals found
that the notice was defective in two respects. First,
what the tenant had built was not a “partition” but
rather a “freestanding, cube-like structure.” Second,
the notice failed to cite any specific prohibition in the
lease against the tenant’s alleged conduct.
The court held that the tenant “could not be expected
to take remedial action by removing the ‘cube’ unless
his landlord first demonstrated that such remedial
action was required by the lease.”
The notice was fatally defective because it failed to
specifically apprise the tenant of the facts comprising
Credit: Adobe Stock
June 14, 2024
the alleged default, and the governing law, that is, the
clause of the lease allegedly violated. Because the
notice failed to specify the offending facts and the
governing lease clauses, it failed to put the tenant in
a position to cure.
Between 1980 and 2005, Chinatown was cited as
controlling precedent in numerous cases. The first
appearance of the phrase “the conduct required to
prevent eviction” in the context of a notice of default
litigation seems to be the 2005 case 200 West 58th
Street LLC v. Little Egypt Corp., 7 Misc.3d 1017(A),
801 N.Y.S.2d 243 (Civ. Ct. N.Y. Co. 2005).
In Little Egypt, the notice of default alleged that
the tenant, the operator of a retail store, was sell-
ing merchandise in competition with other tenants
at substantially lower prices. However, the notice
did not identify the other tenants or the offending
merchandise.
The court found that based on the notice the tenant
“knows neither what the competing merchandise is,
nor whether to cease selling the offending merchan-
dise or sell it at a raised price to avoid eviction.”
Because the notice failed to specifically describe
the facts alleged to constitute the default, it failed the
Chinatown test. Citing Chinatown, the Court stated
“[t]he notice to cure must inform the tenant unequivo-
cally and unambiguously how it has violated the
lease and the conduct required to prevent eviction.”
[emphasis added].
The phrase “the conduct required to prevent evic-
tion” might seem to indicate that the Court found the
notice to be defective because it did not instruct the
tenant on “what to do,” which goes further than the
controlling precedent of Chinatown.
However, the facts of Little Egypt belie that conclu-
sion. The notice was defective because it “fail[ed] to
identify the co-tenants or the merchandise respon-
dent sold that competed with those tenants.” The
notice asserted that the tenant was blocking access
to “other stores” but failed to identify those stores.
Without allegation of those facts, the tenant was not
placed in a position to cure.
The court went on to state “[T]hese omit-
ted but necessary facts are key to determining
the reasonableness of the notice under the
circumstances.” [emphasis added].
While the Decision states that the tenant “knows
neither … whether to cease selling…or sell it at a
raised price…,” the problem with the notice was not
that it failed to instruct the tenant which of those two
courses of action to follow. Either would have worked.
The problem with the notice, rather, was the “omitted
but necessary facts… .” Without the specification of
the offending facts, the tenant was not placed in a
position to cure, by a means of its choosing.
In characterizing the defect as the failure to
apprise the tenant of “conduct required to cure,”
the court was really explaining the reason for the
rule that the facts comprising the default must be
described in the notice.
Four years after Little Egypt, the phrase appeared
in a 2009 case decided by the Appellate Division,
Second Department. Westhampton Cabins & Cabanas
Owners Corp. v. Westhampton Bath & Tennis Club
Owners Corp., 62 A.D.3d 987, 882 N.Y.S.2d 124 (2d
Dept. 2009). Westhampton was a case in which there
could be no confusion about “the conduct required
to prevent eviction”, because it concerned an alleged
default in the payment of rent. There is only one
possible way to cure such a default—payment.
The Second Department sustained the notice of
default, finding that it specified the applicable lease
clauses and the amounts of unpaid rent, and pro-
vided the date by which said amount could be paid by
the tenant to avoid termination.
Nevertheless, in describing the test for suf-
ficiency of a notice of default, the court stated,
mirroring the language of Little Egypt, that a notice
June 14, 2024
of default must inform the tenant of “the conduct
required to prevent eviction.”
Thereafter, this language was picked up and quoted
in several lower court decisions, each of which cited
Westhampton.
In those cases, there was no issue as to whether
the notice instructed the tenant how to cure. For
example, in Shore Lane Arms Owners Corp. v. Mazza,
26 Misc.3d 1222(A), 907 N.Y.S.2d 441 (Civ. Ct. Kings
Co. 2010), and First Hous. Co., Inc. v. Orozco, 2019
N.Y. Misc. Lexis 4216, 2019 Slip Op. 51224(U)(Civ.
Ct. Queens Co. 2019) the notices alleged that the ten-
ants engaged in prohibited subletting.
In S&M Bronx Inc. v. Mosholu Petrol Realty LLC,
3022 NYLJ Lexis 134 (Sup. Ct. Bx. Co. 2022) the
notice alleged that the tenant had failed to obtain
required insurance.
In BP 510 Madison LLC v. Prosiris Capital Mgt. LLC,
65 Misc. 3d 1222(A), 119 N.Y.S.3d 393 (Civ. Ct. N.Y.
Co. 2019) the notice alleged that the tenant had failed
to pay rent.
In those cases, the tenants did not need instructions
on how to cure, it was self-evident. And yet, in each
of these decisions, the courts cited Westhampton
for the proposition that the notice must apprise the
tenant of “the conduct required to prevent eviction.”
Similarly, in Zagorski v. Koenigsamen, 2019 N.Y.
Misc. Lexis 4087 (Civ. Ct. Kings. Co. 2019) the Court
dismissed a holdover proceeding where the notice
of default was “replete with generalizations”, failed to
“alleg[e] with specificity the conduct of which it com-
plains” and “nowhere designated the provisions of the
lease under which it is being issued.” That is an apt
re-statement of the Court of Appeals’ straightforward
Chinatown test. And yet, citing Westhampton, the Court
went on to state that a notice to cure must inform the
tenant of “the conduct required to prevent eviction.”
This contrast between the straightforward China-
town test and the supposed additional requirement
that the notice “instruct” the tenant how to cure has
come to a head in recent lower court cases.
In 985 Bruckner Blv. Owners LLC v. Fuentes, 2022
N.Y. Misc. Lexis 6195, 2022 NY Slip Op. 51054(U)
(Civ Ct. Bx. Co. 2022), the notice of default con-
tained eight numbered paragraphs specifying
alleged objectionable conduct. The tenant moved to
dismiss on the grounds “that the notice to cure does
not advise what must be done to cure the alleged
breach/conduct.”
The court rejected that argument, holding “A cure
occurs when the specified conduct stops.” It recog-
nized, we would say correctly, that where the notice
specifies the facts constituting the alleged default,
that specification of the facts places the tenant in a
position to cure. See also Riverbay Corp. v. Frere, 2022
N.Y. Misc. Lexis 6195, 2022 NY Slip Op. 51054(U)(Civ
Ct. Bx. Co. 2022) (“A cure occurs when the specified
violations cease.”)
However, in 2150 Creston Ave, LLC v. Marte, 2023
N.Y. Misc. Lexis 2590, 2023 NY Slip Op. 31752(U)
(Civ. Ct. Bx. Co. 2023), the court came to the opposite
conclusion. The notice in that case alleged that the
tenant breached the lease by having built a wall in
a specified area of the apartment, thereby creating
an additional room, resulting in the NYC Dept. of
Housing Preservation and Development issuing a
violation against the landlord.
The tenant moved to dismiss, arguing that the
notice failed to apprise her of “what she must do
to cure the alleged breach.” The landlord argued
that the remedy was “whatever is necessary to cor-
rect the violation.” Citing Westhampton, the court
dismissed the case, holding that a notice to cure
“must be sufficiently specific in stating what the
tenant must do to remedy the alleged breach ….
By not including a specific statement as to what
respondent was required to do … the notice to cure
is unacceptably vague and confusing….”
June 14, 2024
In CUCS W.127th St. LLC v. E.E., 80 Misc.3d 995,
193 N.Y.S.3d 909 (Civ. Ct. N.Y. Co. 2023) the notice
alleged that the residential tenant breached the lease
by keeping the apartment in an excessively cluttered
state, resulting (as in the 2150 case) in the NYC
Dept. of Housing Preservation and Development
issuing a violation against the landlord. The tenant
argued that a notice of default “must inform a tenant
of what actions the tenant must take to cure the
alleged breach.”
The landlord argued that a notice of default must
“specify the conduct the tenant needs to correct;
and … inform the tenant of specific lease provisions
that prohibit the alleged conduct.” In other words,
the landlord argued that meeting the elements set
forth by the Court of Appeals in Chinatown was suf-
ficient; and the tenant argued that the notice must
also instruct the tenant on the actions the tenant
needs to take.
The court agreed with the tenant. Citing West-
hampton and Shore Lane, supra., it dismissed the
case, holding that the landlord “was obligated to
state in the notice to cure how respondent was to
cure the alleged breaches of her lease….” Arguably
the CUCS case is limited by its circumstances; the
landlord was a “provider of supportive housing” and
was aware of the tenant’s psychological issues,
and the court held that specific instructions on how
to cure were required to render the notice reason-
able “under the circumstances.”
In our view that was incorrect. Even under those
unusual circumstances, meeting the Chinatown
test is sufficient. Where the notice apprises the
tenant of specific offending facts, the tenant has
been informed of how to cure: get rid of those
specific offending facts. Where there is more than
one possible way to do so, it’s up to the tenant; the
landlord is not entitled to insist upon a particular
method, either by “providing instructions” or
otherwise.
For example, what if the landlord’s notice in CUCS
had instructed the tenant to cure by hiring a specific
cleaning company designated by the landlord and
temporarily vacating her apartment for three days
while the cleaning company does its work? That
would have met the court’s requirement to “state in
the notice to cure how respondent was to cure the
alleged breaches of her lease.” But it would also
have imposed on the tenant an onerous and expen-
sive requirement.
How then to reconcile the simple rule under Chi-
natown and the phrases in later cases “the conduct
required to prevent eviction” and “how the [tenant]
could cure the alleged violations”?
The reconciliation is that the phrase, which first
appeared in Little Egypt and was then perpetuated
in Westhampton and other cases, was not intended
in those cases to be an expansion of the rule in
Chinatown. It is in fact the simple, unexpanded Chi-
natown rule which yielded the result in those cases.
Where the notice sets forth the specific allegedly
offending facts together with the specific provision
of the lease allegedly violated by those facts, then
the self-evident task at hand for the tenant is to
remove the offending facts; how the tenant elects
to do so is up to the tenant.
Thomas C. Lambert and Steven Shackman are
partners at Lambert & Shackman.
Reprinted with permission from the June 14, 2024 edition of the NEW YORk LAW JOURNAL © 2024 ALM Global Properties, LLC. All rights reserved. Further duplication without permission is
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